John Flood – CEO
- Founded Craig Hallum Capital Group in 1997, a boutique middle market investment bank
- Founded Excelsior Equities in 2019 after recognizing inefficiencies for investing in new economy equities
- BS Economics University of Minnesota
- FINRA Series 7, 24, 63, 99
Mike Regan – Director of Research
- 18 years investment research experience primarily in small cap long/short investing at Roubaix Capital & Hawkshaw Capital
- 3 years sell side research at DLJ, Credit Suisse First Boston, and Deutsche Bank
- 4 years researching the legal cannabis industry as founder of MJResearchCo, Analyst at MJBizDaily & Speaker at MJBizCon 2019, 2020, 2021
- MBA MIT Sloan; BSBA Finance/Biology Georgetown University
- FINRA Series 7, 24, 63, 86, 87
Steve Dragos – Director of Trading
- 30+ years capital markets experience, centered around sales, trading, banking, operations and compliance
- Experience includes Piper Jaffray, ThinkEquity, and Northland
- BS Pace University
- FINRA Series 6, 7, 24, 55, 57, 63, 99
David Lantz – Director of Investment Banking
- 25 years experience public and private investment banking transactions
- Retired as SVP Equity Capital Markets at Oak Ridge Financial
- MBA Finance, University of Minnesota
- FINRA Series 7, 24, 63, 79
Contact Us
Do you have questions about our research, trading and custody, capital raising, capital advisory, mergers & acquisitions
Contact Us below to start a conversation